Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Lavine is a financial advisor who has been working in the industry since June 10, 2002. Paul is currently registered with Raymond James & Associates, Inc. and has worked with Wells Fargo Clearing Services, LLC, Wells Fargo Advisors, LLC, OppenheimerFunds Distributor, Inc., and Morgan Stanley DW Inc. in the past. Paul holds Series 63, Series 7 and SIE licenses. Paul has a special focus on individuals, corporations, high net worth individuals, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/07/2020 - Present
Raymond James & Associates, Inc. (RALEIGH NC)
NY
05/01/2012 - 12/03/2019
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
11/08/2007 - 01/18/2012
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
05/17/2002 - 04/02/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
03/28/2001 - 02/21/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 02/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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