Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Wishingrad is a financial advisor with UBS Financial Services Inc. in Beverly Hills, California. Paul has been in the industry since 1984 and has experience in providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Paul has been registered with FINRA since 1984 and is a licensed investment advisor in California. He is also registered as a Series 7, Series 3, and Series 63 representative. He is a graduate of the University of Southern California. Paul is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/20/2021 - Present
UBS Financial Services Inc. (BEVERLY HILLS CA)
CA
05/03/2004 - 05/29/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
01/17/2003 - 05/26/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
03/15/1998 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/23/1994 - 03/17/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
10/26/1984 - 05/27/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 02/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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