Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Steven Spencer is a financial advisor at W&S Brokerage Services, Inc. Paul is a registered investment advisor representative in North Carolina. Spencer has been in the financial services industry since 2019. Previously, Paul worked at Thrivent Investment Management Inc. Paul holds a Series 66, Series 7TO and a Series SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
01/09/2023 - Present
W&S Brokerage Services, Inc. (CHARLOTTE NC)
NC
07/15/2019 - 11/28/2022
THRIVENT INVESTMENT MANAGEMENT INC. (Troutman NC)
BOTH
Issued 08/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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