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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Mumma is a financial advisor at Ameriprise Financial Services, LLC. Paul has been in the industry since 1995. Paul is registered with the state of Minnesota and has passed Series 7, 24, 63, SIE and Series 79TO exams. Paul is a Chartered Financial Analyst and holds the following specializations: retirement planning, college savings, estate planning, insurance, and investment management. Paul is a member of the Institute for Portfolio Alternatives Board of Directors. Paul has experience working at Ameriprise Financial Services, Inc., Columbia Management Investment Distributors, Inc., Riversource Distributors, Inc., Pruco Securities Corporation, IDS Life Insurance Company and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
07/01/2014 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
MN
01/02/2009 - 07/11/2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
07/21/2009 - 05/01/2012
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
11/29/2006 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
05/08/2003 - 07/24/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
05/08/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
09/04/1998 - 03/13/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
08/22/1994 - 06/12/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/22/1994 - 06/12/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/14/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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