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Paul Steven Kobel

Pruco Securities, LLC

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About Paul Steven Kobel

Paul Kobel is a financial advisor with over 20 years of experience in the financial services industry. Paul is currently registered with Pruco Securities, LLC, and is licensed to sell securities in multiple states. Paul has a broad range of experience and expertise. Paul's previous experience includes working with Key Investment Services LLC and HSBC Securities (USA) Inc.

Firm Information

Paul Kobel is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Paul Kobel’s Registration & Firm History

NY

06/07/2021 - Present

Pruco Securities, LLC (Syracuse NY)

ME

07/11/2012 - 04/25/2018

KEY INVESTMENT SERVICES LLC (WATERVILLE ME)

NY

07/27/2005 - 07/11/2012

HSBC SECURITIES (USA) INC. (TONAWANDA NY)

MO

05/17/2001 - 04/05/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NJ

05/09/2000 - 04/27/2001

CSFBDIRECT, INC. (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 12/13/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Steven Kobel.
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