Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Steven Cohen is a financial advisor with over 40 years of experience in the industry. Paul is currently registered with Raymond James & Associates, Inc. in California and Texas. Prior to joining Raymond James, Paul was a financial advisor with UBS Financial Services Inc. Paul has a broad range of experience in financial services, including portfolio management, financial planning, and investment advisory services. Paul holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/06/2018 - Present
Raymond James & Associates, Inc. (BEVERLY HILLS CA)
CA
11/18/2010 - 04/17/2018
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
06/01/2009 - 11/29/2010
MORGAN STANLEY SMITH BARNEY (BEVERLY HILLS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
11/05/2004 - 04/02/2007
MORGAN STANLEY DW INC. (BEVERLY HILLS CA)
MO
07/01/2003 - 11/16/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/04/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/22/1990 - 02/08/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/26/1987 - 02/27/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/26/1983 - 02/21/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
12/11/1981 - 06/06/1983
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
BC
Issued 04/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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