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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Stephen Rand is a financial advisor registered with Hightower Advisors, LLC. Paul Rand has 20 years of experience in the financial services industry. Paul Rand is a registered representative of Hightower Securities, LLC. Paul Rand is licensed in several states including California, Colorado, Florida, Hawaii, Minnesota, New York, North Carolina, and Washington. Paul Rand specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors. Paul Rand has worked with clients of all types, including individuals, businesses, insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CA
03/21/2016 - Present
Hightower Advisors, LLC (Newport Beach CA)
CA
06/01/2009 - 04/11/2016
MORGAN STANLEY (NEWPORT BEACH CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEWPORT BEACH CA)
CA
05/03/2001 - 04/02/2007
MORGAN STANLEY DW INC. (NEWPORT BEACH CA)
BOTH
Issued 05/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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