Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Stein is a registered representative with Scotia Capital (usa) Inc. Paul has been in the securities industry since August 2, 2016. Paul is registered in 52 states and the District of Columbia. Previously, Paul Stein was a registered representative with TD Securities (USA) LLC and Cantor Fitzgerald & Co. Paul Stein holds the Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
10/19/2018 - 03/31/2022
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
07/11/2016 - 09/28/2018
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 09/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Stein is the right advisor for you? Invested Better is here to help.
