Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Stanislaus Thomas is a financial advisor with over 37 years of experience in the industry. Paul is currently registered with Cetera Investment Advisers LLC. Paul provides a variety of financial services including financial planning, pension consulting and educational seminars. Paul has also held positions at Securian Financial Services, Inc., SLGG Financial and Insurance Services, LLC, NSHD Financial and Insurance Services, LLC, Worthmark Financial Services, LLC, Consolidated Resources, Inc., and MIMLIC Sales Corporation. Paul is a Certified Financial Planner and a Chartered Financial Consultant. Paul's specializations include a variety of financial planning, investment management, and insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
12/02/1987 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
03/19/2002 - 11/14/2005
SLGG FINANCIAL AND INSURANCE SERVICES, LLC (NEWPORT BEACH CA)
CA
08/28/2001 - 04/06/2005
NSHD FINANCIAL AND INSURANCE SERVICES, LLC (NEW PORT BEACH CA)
MN
03/10/2000 - 06/24/2003
WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)
NA
04/29/1986 - 11/24/1987
CONSOLIDATED RESOURCES, INC.
NA
10/21/1985 - 02/24/1986
MIMLIC SALES CORPORATION
IA
Issued 6/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/24/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 8/27/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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