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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Stanislaus Thomas is a financial advisor with over 38 years of experience in the industry. Paul has a broad range of experience, having previously worked with Securian Financial Services, Inc., SLGG Financial and Insurance Services, LLC, NSHD Financial and Insurance Services, LLC, Worthmark Financial Services, LLC, and Consolidated Resources, Inc.. Paul currently works at Cetera Investment Advisers LLC. Paul is a Certified Financial Planner and a Chartered Financial Consultant, and is registered with the state of California and Texas. Paul is currently registered to provide financial advice for individuals, high-net-worth individuals, corporations, and charitable organizations. Paul specializes in a variety of areas including asset management, retirement planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
12/02/1987 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
03/19/2002 - 11/14/2005
SLGG FINANCIAL AND INSURANCE SERVICES, LLC (NEWPORT BEACH CA)
CA
08/28/2001 - 04/06/2005
NSHD FINANCIAL AND INSURANCE SERVICES, LLC (NEW PORT BEACH CA)
MN
03/10/2000 - 06/24/2003
WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)
NA
04/29/1986 - 11/24/1987
CONSOLIDATED RESOURCES, INC.
NA
10/21/1985 - 02/24/1986
MIMLIC SALES CORPORATION
IA
Issued 06/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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