Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Soto-mendoza is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., who has been in the industry since 2022. Paul is registered with the Securities and Exchange Commission (SEC) and is licensed to conduct business in Kentucky, Indiana, and Texas. Paul specializes in providing investment advice to high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Paul has experience working with J.P. Morgan Securities LLC and U.S. Bancorp Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
10/18/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOUISVILLE KY)
KY
11/15/2022 - 10/07/2023
J.P. MORGAN SECURITIES LLC (LOUISVILLE KY)
BOTH
Issued 06/22/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/31/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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