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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Soo yong Moon is a financial advisor with over 39 years of experience in the industry. Paul is currently registered with LPL Financial LLC and has been with the firm since September 2009. Previously, Paul was with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and PRUCO SECURITIES, LLC. Paul holds Series 6, 7, 63, and 65 licenses and has a SIE designation. Paul specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, corporations, pension and profit sharing plans, and charitable organizations. Paul also offers non-variable insurance services. Paul has a history of providing both discretionary and non-discretionary advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
09/30/2009 - Present
LPL Financial LLC (HILO HI)
HI
08/26/2004 - 10/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HILO HI)
NJ
02/15/1983 - 09/01/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 09/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/05/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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