Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Socrates Sfikas is a financial advisor who has been active in the industry since August 8, 2001. Paul is currently registered with TP Icap Global Markets Americas LLC in New York, NY. Paul has previously been registered with several other firms, including Tullett Prebon Financial Services LLC, ICAP Corporates LLC, Creditex Securities Corporation, HSBC Securities (USA) Inc., Chase Investment Services Corp., HSBC Brokerage (USA) Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Paul holds the Series 63, 66, 7, and SIE exams. Paul is currently registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
07/30/2012 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
05/17/2011 - 06/08/2012
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
04/08/2005 - 12/20/2010
CREDITEX SECURITIES CORPORATION (HOBOKEN NJ)
NY
03/09/2005 - 04/04/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
IL
11/07/2003 - 01/07/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
05/17/2001 - 11/11/2003
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MN
10/25/2000 - 04/19/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/25/2000 - 04/19/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 04/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/24/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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