Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Singh Dhaliwal is a securities professional with over 10 years of experience in the financial services industry. Paul currently holds a Series 7, Series 55, Series 63, Series 57TO and SIE. Paul is registered with FINRA as a general securities representative and has been licensed to sell securities in 53 states. Paul's most recent employment was at Scotia Capital (USA) Inc. where Paul worked for over 10 years. Paul is currently employed at Thinkequity LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/21/2024 - Present
Thinkequity LLC (NEW YORK NY)
NA
06/19/2013 - 11/10/2023
SCOTIA CAPITAL (USA) INC. (TORONTO, ONTARIO )
BC
Issued 07/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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