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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Cowan is a financial advisor with Ameriprise Financial Services, LLC. Paul has been in the financial services industry since 1989. Paul is registered as a broker-dealer in Arizona, California, Florida, Idaho, Massachusetts, Nevada, Oregon, Texas, and Washington. Paul is also a registered investment advisor in California and Texas. Paul has obtained the Series 4, 7, 9, 10, 24, 63, and 65 licenses. Ameriprise Financial Services, LLC offers a variety of financial services to individuals, businesses, and institutions, including financial planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/24/2015 - Present
Ameriprise Financial Services, LLC (San Diego CA)
CA
10/28/2008 - 08/17/2015
SOUTHWEST SECURITIES, INC. (SAN DIEGO CA)
NV
08/14/2003 - 12/09/2008
M.L. STERN & CO., LLC. (HENDERSON NV)
CA
08/07/1997 - 05/08/2000
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
CA
03/21/1993 - 09/16/1996
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
CA
11/24/1982 - 03/27/1991
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
IA
Issued 09/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2009
Series 4 - Registered Options Principal Examination
BC
Issued 09/20/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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