Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Simmons has been in the financial services industry since September 29, 2004. Paul is a registered representative with Stifel, Nicolaus & Company, Inc. Paul has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Paul has a Series 7, Series 63 and Series 65 license. Paul is a registered investment advisor in Alabama, Georgia and Texas. Paul provides a variety of financial services to individuals and families, businesses, and institutions. Paul is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
04/25/2022 - Present
Stifel, Nicolaus & Company, Inc. (AUBURN AL)
GA
08/03/2007 - 03/03/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS GA)
AL
09/30/2004 - 08/13/2007
CITIGROUP GLOBAL MARKETS INC. (OPELIKA AL)
IA
Issued 05/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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