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Paul Silva

Wells Fargo Securities, LLC

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About Paul Silva

Paul Silva is a financial professional with over 15 years of experience in the industry. Paul is currently registered with Wells Fargo Securities, LLC. Prior to that, Paul worked at several other financial institutions, including BNY Mellon Capital Markets, LLC, BNY Trading LLC, BNY Investment Center Inc., Ramus Securities, L.L.C., Wachovia Securities, LLC, and Prudential Securities Incorporated. Paul holds a Series 65, Series 63, and Series 7 license as well as other product licenses. Paul is committed to providing clients with personalized financial advice and guidance.

Firm Information

Paul Silva is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Silva’s Registration & Firm History

NY

10/20/2021 - Present

Wells Fargo Securities, LLC (New York NY)

NY

04/06/2009 - 11/22/2019

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/11/2006 - 10/09/2007

BNY TRADING LLC (NEW YORK NY)

NY

08/15/2005 - 05/16/2006

BNY INVESTMENT CENTER INC. (NEW YORK NY)

NY

12/15/2003 - 03/04/2004

RAMIUS SECURITIES, L.L.C. (NEW YORK NY)

MO

07/01/2003 - 07/17/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

10/06/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/28/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/20/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul Silva.
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