Unclaimed
Paul Silva is a financial professional with over 15 years of experience in the industry. Paul is currently registered with Wells Fargo Securities, LLC. Prior to that, Paul worked at several other financial institutions, including BNY Mellon Capital Markets, LLC, BNY Trading LLC, BNY Investment Center Inc., Ramus Securities, L.L.C., Wachovia Securities, LLC, and Prudential Securities Incorporated. Paul holds a Series 65, Series 63, and Series 7 license as well as other product licenses. Paul is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/20/2021 - Present
Wells Fargo Securities, LLC (New York NY)
NY
04/06/2009 - 11/22/2019
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/11/2006 - 10/09/2007
BNY TRADING LLC (NEW YORK NY)
NY
08/15/2005 - 05/16/2006
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NY
12/15/2003 - 03/04/2004
RAMIUS SECURITIES, L.L.C. (NEW YORK NY)
MO
07/01/2003 - 07/17/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/06/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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