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Paul Seymour Stadfeld

Northwestern Mutual Investment Services, LLC

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About Paul Seymour Stadfeld

Paul Seymour Stadfeld is a financial advisor with Northwestern Mutual Investment Services, LLC. Paul has been in the financial industry for over 13 years. Paul is registered to provide investment advice in 24 states and also holds a Series 6, 7, 63 and 65 license. Paul is also a 33% owner in Cutter, Riegel & Stadfeld, a non-investment related business based in Wellesley, MA. Paul is also a 100% owner in Shepstad, Inc. which is a legal entity established for business purposes, and is investment related.

Firm Information

Paul Stadfeld is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

902 CLINT MOORE RD

BOCA RATON, FL 33487-2828

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Paul Stadfeld’s Registration & Firm History

FL

07/09/2021 - Present

Northwestern Mutual Investment Services, LLC (BOCA RATON FL)

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Licenses & Designations

IA

Issued 12/3/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/9/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/9/2015

Series 7 - General Securities Representative Examination

BC

Issued 7/12/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Paul Seymour Stadfeld. Review regulatory record here.
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