Unclaimed
Paul Hammond is a financial advisor who has been in the industry since 1991. He is currently registered with Wells Fargo Clearing Services, LLC. Paul has worked for Wells Fargo for over 20 years, including time with Wells Fargo Investments, LLC and Wells Fargo Brokerage Services, L.L.C. Paul is registered in 32 states, including California, Colorado, Florida, Illinois, Minnesota, and Texas. Paul holds licenses for Series 7, Series 63 and Series 65 securities exams, as well as the SIE exam. Paul offers investment consulting services, financial planning, portfolio management, and pension consulting for individuals, businesses and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/25/2022 - Present
Wells Fargo Clearing Services, LLC (BLOOMINGTON MN)
MN
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BLOOMINGTON MN)
MN
12/18/2000 - 12/31/2003
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
08/26/1991 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NA
12/22/1987 - 08/03/1988
CIGNA SECURITIES, INC.
IA
Issued 11/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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