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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Cotofana is an Investment Advisor Representative with Independent Financial Group, LLC, located in San Diego, CA. Paul has been in the financial industry for over 13 years and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Paul holds the Series 7, 24, 52TO, 53, 63, 66 and 99TO securities licenses, and is registered to provide investment advice in California, Florida, Massachusetts, Nevada, Texas and Washington. Paul provides a variety of investment advisory services, including financial planning, portfolio management, pension consulting and the selection of other advisors. Previously, Paul worked at SAGEPOINT FINANCIAL, INC, FSC SECURITIES CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC, and WOODBURY FINANCIAL SERVICES, INC. Paul has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/27/2021 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
AZ
08/05/2019 - 04/15/2021
SAGEPOINT FINANCIAL, INC. (Scottsdale AZ)
GA
07/17/2014 - 07/23/2019
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
07/17/2014 - 07/23/2019
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
07/17/2014 - 07/23/2019
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
07/17/2014 - 07/23/2019
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
10/19/2009 - 06/12/2014
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
05/24/2010 - 08/09/2013
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/24/2010 - 08/09/2013
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 08/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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