Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Sebastian Baiocchi is a financial advisor with over 10 years of experience in the industry. Paul is currently registered with Alps Portfolio Solutions Distributor, Inc. and Alps Distributors, Inc. Paul has previously been registered with Fidelity Distributors Company LLC, PYRAMIS DISTRIBUTORS CORPORATION LLC, Fidelity Investments Institutional Services Company, Inc. and Euro Pacific Capital, Inc. Paul holds Series 7, 24, 63 and 65 licenses and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/04/2021 - Present
Alps Portfolio Solutions Distributor, Inc. (DENVER CO)
RI
05/12/2016 - 01/03/2020
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
CO
09/02/2014 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (DENVER CO)
CO
04/29/2014 - 09/04/2014
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (DENVER CO)
CT
07/23/2004 - 04/24/2007
EURO PACIFIC CAPITAL, INC. (WESTPORT CT)
BC
Issued 05/16/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Baiocchi is the right advisor for you? Invested Better is here to help.
