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Paul Scotto

Wells Fargo Securities, LLC

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About Paul Scotto

Paul Scotto is a financial advisor with Wells Fargo Securities, LLC. Paul has been in the financial industry since 2006. Paul is registered with FINRA. Paul has passed Series 7, Series 6, Series 22, Series 82, Series 99, and SIE exams. Paul is located in McLean, VA.

Firm Information

Paul Scotto is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Scotto’s Registration & Firm History

VA

11/01/2022 - Present

Wells Fargo Securities, LLC (McLean VA)

VA

02/20/2019 - 08/11/2020

WELLS FARGO SECURITIES, LLC (McLean VA)

NJ

11/26/2003 - 08/07/2018

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

01/18/2008 - 01/01/2010

UBS INTERNATIONAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 08/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul Scotto.
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