Unclaimed
Paul Scott Warren Peterson is a financial professional with over 5 years of experience in the industry. Paul Scott Warren Peterson is currently registered with Van Clemens & Co. Inc. as a Financial and Operations Principal. Paul Scott Warren Peterson has held previous positions at AEL Financial Services, LLC, North Capital Private Securities Corporation, Brighthouse Securities, LLC, and Ameriprise Financial Services, Inc. Paul Scott Warren Peterson has passed the Series 27, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
07/23/2024 - Present
VAN Clemens & Co. Inc. (MINNEAPOLIS MN)
NC
12/08/2023 - 05/20/2024
AEL FINANCIAL SERVICES, LLC (CHARLOTTE NC)
UT
03/10/2022 - 10/06/2023
NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)
NC
11/22/2016 - 04/01/2020
BRIGHTHOUSE SECURITIES, LLC (CHARLOTTE NC)
MN
12/09/2015 - 02/08/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
BC
Issued 12/09/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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