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Paul scott Warren Peterson

VAN Clemens & Co. Inc.

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About Paul scott Warren Peterson

Paul Scott Warren Peterson is a financial professional with over 5 years of experience in the industry. Paul Scott Warren Peterson is currently registered with Van Clemens & Co. Inc. as a Financial and Operations Principal. Paul Scott Warren Peterson has held previous positions at AEL Financial Services, LLC, North Capital Private Securities Corporation, Brighthouse Securities, LLC, and Ameriprise Financial Services, Inc. Paul Scott Warren Peterson has passed the Series 27, Series 99TO and SIE exams.

Firm Information

Paul scott Peterson is currently registered with VAN Clemens & Co. Inc.. VAN Clemens & Co. Inc. is a Corporation registered in 45 states and the SEC. The firm was formed on May 15, 1975.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul scott Peterson’s Registration & Firm History

MN

07/23/2024 - Present

VAN Clemens & Co. Inc. (MINNEAPOLIS MN)

NC

12/08/2023 - 05/20/2024

AEL FINANCIAL SERVICES, LLC (CHARLOTTE NC)

UT

03/10/2022 - 10/06/2023

NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)

NC

11/22/2016 - 04/01/2020

BRIGHTHOUSE SECURITIES, LLC (CHARLOTTE NC)

MN

12/09/2015 - 02/08/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

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Licenses & Designations

BC

Issued 12/09/2015

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul scott Warren Peterson.
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