Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Van Ginhoven is a financial professional with over 15 years of experience in the industry. Paul is currently registered with Principal Securities, Inc. and holds a variety of licenses and certifications, including Series 6, 7, 63, 66, 24, 26, 52TO, 53, 99TO, and SIE. Paul has a strong background in financial planning, portfolio management, and investment advisory services. Paul has a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
10/04/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
NC
02/06/2019 - 09/03/2021
BARNABAS CAPITAL, LLC (CHARLOTTE NC)
CO
01/03/2017 - 11/20/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
NC
11/14/2014 - 06/22/2015
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
08/04/2014 - 11/12/2014
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NC
10/04/2013 - 11/12/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
11/02/2010 - 09/27/2013
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
NC
01/26/2009 - 10/27/2010
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
NC
06/12/2007 - 10/27/2010
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
01/11/2006 - 05/30/2007
IFMG SECURITIES, INC. (PURCHASE NY)
BOTH
Issued 10/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/02/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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