Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Scott Rittelmeyer is a financial advisor with over 29 years of experience in the industry. Currently, Paul is registered with Raymond James & Associates, Inc. and is located in LITTLE ROCK, AR. Prior to this role, Paul was with MORGAN KEEGAN & COMPANY, INC. and STEPHENS INC. Paul is licensed to provide financial advice in Arkansas, Kansas, Louisiana, Missouri, Nevada, New Mexico, Oklahoma, and Texas. Paul holds a Series 3, 7, 9, 10, 63, and 66 licenses and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
10/18/2012 - Present
Raymond James & Associates, Inc. (LITTLE ROCK AR)
AR
09/02/1998 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (LITTLE ROCK AR)
AR
10/19/1993 - 09/08/1998
STEPHENS INC. (LITTLE ROCK AR)
AR
04/12/1993 - 10/26/1993
FIRST COMMERCIAL INVESTMENTS, INC. (LITTLE ROCK AR)
BOTH
Issued 07/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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