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Paul Scott Buckley

Third Seven Capital LLC

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About Paul Scott Buckley

Paul Buckley is a financial advisor with over 30 years of experience in the industry. Paul is currently registered with Third Seven Capital LLC and holds Series 7, Series 55, and SIE licenses. Previously, Paul was an advisor with JANNEY MONTGOMERY SCOTT LLC, KNIGHT CAPITAL AMERICAS, L.P., BANC OF AMERICA SECURITIES LLC, CANTOR FITZGERALD & CO., CITIGROUP GLOBAL MARKETS INC., AMIVEST CAPITAL MANAGEMENT, and LEHMAN BROTHERS INC. Paul is licensed in New York.

Firm Information

Paul Buckley is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Buckley’s Registration & Firm History

NY

04/20/2016 - Present

Third Seven Capital LLC (NEW YORK NY)

NY

09/04/2013 - 05/23/2014

JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)

NY

09/21/2006 - 04/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (GARDEN CITY NY)

NY

07/11/2005 - 10/02/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

04/25/2005 - 06/24/2005

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

08/20/1991 - 04/29/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/27/1991 - 07/23/1991

AMIVEST CAPITAL MANAGEMENT (NEW YORK NY)

NY

02/20/1991 - 05/01/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/18/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/09/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Scott Buckley.
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