Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul sam? Claim Your ProfilePaul Sam Carothers is a financial advisor with Stifel, Nicolaus & Company, Inc., based in Frontenac, MO. Paul has been in the securities industry since February 2019. Paul has a Series 7TO, Series 66, and SIE licenses. Paul also has been registered in several states, including Missouri and Texas. Paul specializes in providing financial advice and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/03/2020 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
CO
01/18/2019 - 02/12/2020
EDWARD JONES (WESTMINSTER CO)
BOTH
Issued 03/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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