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Paul S Montello

Northwestern Mutual Investment Services, LLC

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About Paul S Montello

Paul Montello is a financial advisor with Northwestern Mutual Investment Services, LLC based in Olathe, KS. Paul has over 20 years of experience in the financial services industry and holds a variety of licenses and certifications. Paul is registered as an investment advisor representative in Kansas and is also registered as a broker in 36 states. Paul specializes in providing investment advice and portfolio management to individuals and families. Paul has been with Northwestern Mutual since 1999 and is a member of the firm's leadership team.

Firm Information

Paul Montello is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

17795 W 106th St Ste 201

Olathe, KS 66061

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Paul Montello’s Registration & Firm History

KS

04/02/2009 - Present

Northwestern Mutual Investment Services, LLC (Olathe KS)

WI

05/08/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 3/13/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/8/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 1/24/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/6/2008

Series 7 - General Securities Representative Examination

BC

Issued 3/14/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul S Montello.
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