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Paul S Johnson

Mizuho Securities USA LLC

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About Paul S Johnson

Paul Johnson is a securities professional with over 22 years of experience in the financial industry. Paul is currently registered with Mizuho Securities USA LLC and has previously worked at Truist Securities, Inc., J.P. Morgan Securities LLC and J.P. Morgan Securities Inc.. Paul has passed the General Securities Representative Examination (Series 7), Limited Representative-Equity Trader Exam (Series 55), Securities Industry Essentials Examination (SIE), and Securities Trader Exam (Series 57TO) and is registered in all 50 states and the District of Columbia.

Firm Information

Paul Johnson is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Johnson’s Registration & Firm History

NY

08/02/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/18/2016 - 05/11/2022

TRUIST SECURITIES, INC. (NEW YORK NY)

NY

10/01/2008 - 04/08/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

04/07/2000 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/05/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul S Johnson.
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