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Paul S Hartwell

Fidelity Brokerage Services LLC

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About Paul S Hartwell

Paul S. Hartwell is a financial advisor with over 40 years of experience in the industry. Paul is currently registered with Fidelity Brokerage Services LLC. Prior to that, Paul was with LPL Financial LLC, Citizens Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Venture Partners Capital, L.L.C., Banc of America Investment Services, Inc., Quick & Reilly, Inc., Leerink Swann & Company, First Union Securities, Inc., First Albany Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, Buttonwood Securities Corporation of Massachusetts, Brown & Company Securities Corporation, and Merrill Lynch, Pierce, Fenner & Smith, Inc.. Paul is licensed to provide investment advice in all 50 states.

Firm Information

Paul Hartwell is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Hartwell’s Registration & Firm History

NH

10/05/2022 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

NH

08/31/2016 - 09/15/2022

LPL FINANCIAL LLC (MANCHESTER NH)

MA

11/16/2015 - 08/02/2016

CITIZENS SECURITIES, INC. (BOSTON MA)

MA

08/11/2014 - 08/14/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALTHAM MA)

CT

09/17/2009 - 07/28/2014

VENTURE PARTNERS CAPITAL, L.L.C. (EAST BERLIN CT)

MA

10/20/2004 - 04/28/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (CAMBRIDGE MA)

NY

05/19/2003 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

MA

01/29/2002 - 05/22/2003

LEERINK SWANN & COMPANY (BOSTON MA)

MO

08/05/2000 - 02/12/2002

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NY

09/22/1998 - 08/05/2000

FIRST ALBANY CORPORATION (NEW YORK NY)

NJ

02/24/1989 - 08/28/1998

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

08/26/1982 - 03/23/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

06/07/1976 - 07/21/1982

BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS

NA

04/29/1975 - 07/11/1976

BROWN & COMPANY SECURITIES CORPORATION

NA

04/10/1972 - 04/25/1975

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 08/30/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/12/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/1972

Series 000 - General Securities Principal Examination

BC

Issued 04/05/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Paul S Hartwell. Review regulatory record here.
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