Unclaimed
Paul S. Hartwell is a financial advisor with over 40 years of experience in the industry. Paul is currently registered with Fidelity Brokerage Services LLC. Prior to that, Paul was with LPL Financial LLC, Citizens Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Venture Partners Capital, L.L.C., Banc of America Investment Services, Inc., Quick & Reilly, Inc., Leerink Swann & Company, First Union Securities, Inc., First Albany Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, Buttonwood Securities Corporation of Massachusetts, Brown & Company Securities Corporation, and Merrill Lynch, Pierce, Fenner & Smith, Inc.. Paul is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
10/05/2022 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
08/31/2016 - 09/15/2022
LPL FINANCIAL LLC (MANCHESTER NH)
MA
11/16/2015 - 08/02/2016
CITIZENS SECURITIES, INC. (BOSTON MA)
MA
08/11/2014 - 08/14/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALTHAM MA)
CT
09/17/2009 - 07/28/2014
VENTURE PARTNERS CAPITAL, L.L.C. (EAST BERLIN CT)
MA
10/20/2004 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CAMBRIDGE MA)
NY
05/19/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
01/29/2002 - 05/22/2003
LEERINK SWANN & COMPANY (BOSTON MA)
MO
08/05/2000 - 02/12/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
09/22/1998 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NJ
02/24/1989 - 08/28/1998
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
08/26/1982 - 03/23/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/07/1976 - 07/21/1982
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
NA
04/29/1975 - 07/11/1976
BROWN & COMPANY SECURITIES CORPORATION
NA
04/10/1972 - 04/25/1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1972
Series 000 - General Securities Principal Examination
BC
Issued 04/05/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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