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Paul Russell Klepetko

Rothschild & Co. US Inc.

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About Paul Russell Klepetko

Paul Russell Klepetko is a securities professional with over 18 years of experience in the financial services industry. Paul is currently registered with Rothschild & Co. US Inc. Previous employers include Credit Suisse Securities (USA) LLC. Paul has passed the Series 7, Series 24, Series 79TO and Series 82TO exams.

Firm Information

Paul Klepetko is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Klepetko’s Registration & Firm History

NY

02/07/2017 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

NY

09/08/2004 - 01/27/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/07/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Russell Klepetko.
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