Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Rulon Hales is a registered representative with Fidelity Brokerage Services LLC. He is a Series 7, 9, 10 and 63 licensed representative with over 7 years of experience in the financial services industry. Paul Hales is registered to conduct business in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
02/15/2016 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 12/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/08/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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