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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Rufus Flood is a financial advisor with Fidelity Personal And Workplace Advisors. Paul has been working in the financial services industry since 1983. He is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Paul is also registered with the state of New Jersey and Texas. Paul is a Series 7, Series 63, and Series 66 licensed professional. He specializes in financial planning, portfolio management, and educational seminars. Paul has experience working with individuals, corporations, and pension plans. Paul has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/16/2023 - Present
Fidelity Personal AND Workplace Advisors (MT. LAUREL NJ NJ)
NJ
12/12/2018 - 08/07/2020
CITIZENS SECURITIES, INC. (MARLTON NJ)
CA
07/24/2015 - 02/02/2017
SCOTTRADE, INC. (SAN FRANCISCO CA)
NJ
02/18/2015 - 06/08/2015
METLIFE SECURITIES INC. (WALL TOWNSHIP NJ)
NJ
11/06/2013 - 10/06/2014
AXA ADVISORS, LLC (WOODBRIDGE NJ)
NA
10/19/1983 - 09/01/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 12/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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