Unclaimed
Paul Rodrigo Repass is a financial advisor at Stonex Securities Inc. Paul Repass has been in the securities industry since March 1999 and holds the Series 3, 7, 31 and 63 licenses. He has a long history of working in the financial services industry, including positions at Quest Capital Strategies, Inc., Foresters Equity Services, Inc., Colorado Financial Service Corporation, and Charles Schwab & Co., Inc. Paul Repass is registered in Colorado, Connecticut, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/06/2019 - Present
Stonex Securities Inc. (Wheat Ridge CO)
CA
10/30/2018 - 12/23/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CO
10/23/2009 - 11/05/2018
FORESTERS EQUITY SERVICES, INC. (WHEAT RIDGE CO)
CO
10/09/2001 - 10/14/2009
COLORADO FINANCIAL SERVICE CORPORATION (ARVADA CO)
TX
03/01/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
09/23/1998 - 12/08/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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