Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Robert Pezza has been in the industry since January 20, 1996. Paul is currently registered with Pimco Investments LLC in New York, NY. Paul is also registered in 15 states for securities and has passed the Series 7, Series 63, Series 24, and SIE exams. Paul was previously registered with Nuveen Investments, LLC in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/21/2011 - Present
Pimco Investments LLC (NEW YORK NY)
IL
01/01/1996 - 03/31/2011
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
IA
Issued 02/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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