Unclaimed
Paul Robert Hicks is a financial advisor with PNC Investments in Mobile, Alabama. Paul has been in the industry since 2012. He holds licenses for Series 63, 66, and 7 and the SIE exam. Paul has experience working with clients of various types, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. Paul provides services such as portfolio management, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AL
04/08/2020 - Present
PNC Investments (MOBILE AL)
AL
04/24/2017 - 04/17/2020
HANCOCK WHITNEY INVESTMENT SERVICES INC. (MOBILE AL)
AL
08/01/2013 - 04/26/2017
PNC INVESTMENTS (MOBILE AL)
AL
10/19/2012 - 07/11/2013
FIRST COMMAND FINANCIAL PLANNING, INC. (MOBILE AL)
AL
08/08/2006 - 01/25/2007
EDWARD JONES (OPELIKA AL)
BOTH
Issued 11/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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