Unclaimed
Paul Robert Arena is a securities professional with over 15 years of experience in the industry. Paul is currently registered with BTIG, LLC and has a Series 7, Series 63, and SIE. Previously, Paul worked at Imperial Capital, LLC. Paul is registered in 11 states including California, Connecticut, Georgia, Illinois, Maryland, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/27/2018 - Present
Btig, LLC (BOSTON MA)
CA
02/08/2007 - 08/23/2018
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
BC
Issued 03/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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