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Paul Richard Thornton

Independence Capital CO., Inc.

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About Paul Richard Thornton

Paul Thornton is a registered representative with Independence Capital Co., Inc. located in Marietta, GA. Paul has been in the financial services industry since January 7, 2007. Paul specializes in securities, investment company products/variable contracts, and insurance. Before joining Independence Capital Co., Inc., Paul worked for Clark Securities, Inc., NFP Securities, Inc., and CBIZ Financial Solutions, Inc.. Paul offers financial planning, selection of other advisors, and portfolio management for individuals.

Firm Information

Paul Thornton is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Thornton’s Registration & Firm History

GA

02/14/2012 - Present

Independence Capital CO., Inc. (Marietta GA)

NC

02/03/2009 - 02/03/2011

CLARK SECURITIES, INC. (GREENSBORO NC)

GA

08/02/2007 - 01/27/2009

NFP SECURITIES, INC. (ATLANTA GA)

GA

11/11/2005 - 06/21/2007

CBIZ FINANCIAL SOLUTIONS, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 11/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Richard Thornton.
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