Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Richard Schmitz is a financial advisor with over 35 years of experience in the financial services industry. Paul is registered with Wells Fargo Clearing Services, LLC and has a proven track record of success in providing investment advice and financial planning services to a wide range of clients. Prior to joining Wells Fargo Clearing Services, LLC, Paul has held positions at Prudential Securities Incorporated, Paine Webber Incorporated, Lehman Brothers Inc., E. F. Hutton & Company Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Paul holds a variety of licenses and certifications, including Series 3, Series 7, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/13/2011 - Present
Wells Fargo Clearing Services, LLC (CORAL SPRINGS FL)
NY
10/29/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/20/1990 - 10/21/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/14/1988 - 08/08/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/27/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
07/23/1985 - 07/09/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 12/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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