Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Richard Penney is a financial advisor currently registered with Partnercap Securities, LLC and is based in Bluffton, South Carolina. Paul has been working in the financial industry since 2005. He is a Series 7, 63, 86, 87, and SIE licensed professional. His previous employers include Umergence LLC, Northland Securities, Inc., Piper Jaffray & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Oppenheimer & Co. Inc., Lehman Brothers Inc., Robertson Stephens, Inc., and BancAmerica Robertson Stephens. Paul is registered with the states of Arizona and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
07/10/2024 - Present
Partnercap Securities, LLC (BLUFFTON SC)
CT
08/11/2021 - 06/11/2024
UMERGENCE LLC (PLANTSVILLE CT)
MN
11/01/2016 - 04/24/2019
NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)
CA
09/22/2014 - 11/09/2015
PIPER JAFFRAY & CO. (LOS ANGELES CA)
NY
07/24/2006 - 07/28/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/17/2006 - 06/02/2006
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/06/2001 - 01/05/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
09/01/1998 - 06/18/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
07/28/1998 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
BC
Issued 08/19/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/02/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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