Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul McNutt is a securities professional with over 20 years of experience in the financial services industry. Paul has held senior positions at several leading investment banks, including Lehman Brothers Inc., Citigroup Global Markets Inc., RBC Capital Markets, LLC and BMO Capital Markets Corp. Paul is currently registered with Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/13/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/22/2018 - 10/08/2021
BMO CAPITAL MARKETS CORP. (New York NY)
NY
10/29/2013 - 06/06/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/20/2006 - 10/16/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
04/27/2004 - 02/16/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/10/2000 - 05/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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