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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Lagrange is a financial advisor currently working for Equity Services, Inc. Paul has been in the financial industry since January 4, 2007. Paul previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, among others. Paul holds licenses in North Carolina as an Investment Advisor Representative and a Securities Agent. Paul has passed several industry exams, including the Series 6, 7, 10, 24, 63, and 65. Paul is a registered investment advisor representative and a general securities representative. Paul has specialized in providing financial services to individuals, high-net-worth individuals, charitable organizations, corporations and other businesses, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
05/06/2022 - Present
Equity Services, Inc. (MONTPELIER VT)
NC
10/17/2019 - 04/30/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
09/10/2007 - 09/16/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
MO
10/01/2000 - 11/24/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/16/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 06/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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