Unclaimed
Paul Richard Knight is a financial advisor with Keybanc Capital Markets Inc. based in New York, NY. Paul has been in the industry since 1991. Paul's experience includes time at Janney Montgomery Scott LLC, CLSA Americas, LLC, Credit Agricole Securities (USA) Inc., Thomas Weisel Partners LLC, Salomon Smith Barney Inc., Salomon Brothers Inc., and NatWest Securities Corporation. Paul has passed the Series 7, Series 63, Series 87, and SIE exams. Paul is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/01/2020 - Present
Keybanc Capital Markets Inc. (New York NY)
NY
06/12/2013 - 06/08/2020
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
03/05/2013 - 06/26/2013
CLSA AMERICAS, LLC (NEW YORK NY)
NY
03/03/2010 - 06/05/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
02/05/1999 - 01/05/2009
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
NY
11/28/1997 - 01/21/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/22/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
03/20/1990 - 04/24/1997
NATWEST SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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