Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Richard Hoffman has been in the financial services industry since December 9, 1986. Paul Hoffman is currently registered with LPL Financial LLC, a firm with a strong focus on financial planning, portfolio management, and other advisory services. Paul Hoffman is a licensed agent in Wisconsin and Kansas. Paul Hoffman has also previously worked at Mutual Service Corporation and American Express Financial Advisors Inc. Paul Hoffman holds a Series 63, Series 4, Series 53, Series 24, SIE and Series 7. In addition to working at LPL Financial LLC, Paul Hoffman also runs two small businesses, Next Third Retirement Coaching and 2009 Memorial Dr LLC, providing investment-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
05/06/2022 - Present
LPL Financial LLC (APPLETON WI)
WI
11/08/1989 - 07/21/2009
MUTUAL SERVICE CORPORATION (APPLETON WI)
NA
05/28/1987 - 01/01/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
01/25/1984 - 05/22/1987
MUTUAL SERVICE CORPORATION
BC
Issued 01/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2015
Series 4 - Registered Options Principal Examination
BC
Issued 11/01/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/27/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Hoffman is the right advisor for you? Invested Better is here to help.
