Unclaimed
Paul Richard Dass is a financial advisor registered with FINRA and the state of Pennsylvania. Paul holds the Series 6, Series 26, and Series 63 licenses. Paul is associated with Vanguard Marketing Corp. and has been in the financial services industry since January 15, 1992.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/16/1992 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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