Unclaimed
Paul Richard Bridgers is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 25 years of experience in the industry. Paul is registered with the state of New Mexico as an Investment Advisor Representative and also holds Series 7, 9, 10, 31, and 63 licenses. Paul has been a registered representative with the firm since 2021. Prior to this, Paul worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated for many years. Paul is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
04/21/2021 - Present
Stifel, Nicolaus & Company, Inc. (LAS CRUCES NM)
NM
11/07/1996 - 04/23/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS CRUCES NM)
IA
Issued 12/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 11/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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