Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Braden is a financial professional with over 20 years of experience in the industry. Paul is currently registered with Northern Trust Securities, Inc. in Illinois as a Registered Representative. Paul has held previous roles with Wolverine Trading, LLC and Hornor, Townsend & Kent, Inc. Paul holds several industry licenses including Series 7, 6, 56, 44, 63, 65, and 66. Paul is a specialist in providing financial services to corporations, high-net-worth individuals, individuals other than high-net-worth, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/12/2023 - Present
Northern Trust Securities, Inc. (Chicago IL)
IL
08/12/2011 - 05/22/2023
WOLVERINE TRADING, LLC (CHICAGO IL)
IL
06/17/2005 - 10/28/2005
WOLVERINE TRADING, LLC (CHICAGO IL)
PA
05/21/1999 - 03/23/2001
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
BOTH
Issued 07/11/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 03/07/2002
Series 44 - PCX Market Maker Exam
BC
Issued 05/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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