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Paul Richard Barnes

Vanguard Marketing Corp.

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About Paul Richard Barnes

Paul Barnes has been in the financial industry since March 1, 1996. Currently, Paul is a registered representative for Vanguard Marketing Corp. Paul has a long history of working with multiple firms, including AIG SunAmerica Capital Services, Inc., Lord Abbett Distributor LLC, CDC IXIS Asset Management Distributors, L.P., and Delaware Distributors, L.P. Paul is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative. Paul is also licensed to sell securities in 53 states and the District of Columbia. Paul is also registered with the State of Pennsylvania, where he is licensed as an Investment Advisor Representative. Paul is dedicated to providing his clients with the best possible financial advice and services.

Firm Information

Paul Barnes is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Barnes’s Registration & Firm History

PA

05/24/2005 - Present

Vanguard Marketing Corp. (MALVERN PA)

NJ

03/23/2005 - 05/06/2005

AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

NJ

04/20/2004 - 03/03/2005

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

MA

01/14/2000 - 04/05/2004

CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. (BOSTON MA)

PA

01/12/1996 - 12/08/2000

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

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Licenses & Designations

IA

Issued 04/30/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1998

Series 7 - General Securities Representative Examination

BC

Issued 01/10/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Richard Barnes.
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