Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Rene Vigue is a financial advisor with over 40 years of experience in the industry. Paul is currently registered with Morgan Stanley. Paul has a Series 7, Series 31, and Series 63 license. Paul has previously worked with UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Dean Witter Reynolds Inc., Chase Securities, Inc. and J. B. Hanauer & Co. Paul has a broad base of experience with individuals, high-net-worth individuals, corporations, investment companies, charitable organizations, pension plans, insurance companies and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/24/2020 - Present
Morgan Stanley (New York NY)
NY
02/18/2011 - 03/23/2020
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 02/28/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
08/07/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/05/1989 - 08/08/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/27/1984 - 04/11/1989
CHASE SECURITIES, INC.
NA
01/25/1982 - 01/16/1984
J. B. HANAUER & CO.
BC
Issued 04/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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