Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Bailey is a financial professional with over 12 years of experience in the financial services industry. Paul is currently registered with Charles Schwab & Co., Inc. Paul holds multiple licenses and designations, including Series 7, Series 10, Series 24, Series 63, and Series 65. Prior to joining Charles Schwab, Paul worked at TD Ameritrade, Inc. and INVEST FINANCIAL CORPORATION. Paul specializes in providing financial planning and investment advice to individuals and families. Paul also has experience working with business owners and corporate executives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NY
02/09/2022 - Present
Charles Schwab & CO., Inc. (New York City NY)
TX
02/18/2015 - 02/10/2022
TD AMERITRADE, INC. (Southlake TX)
TX
09/18/2018 - 05/18/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
05/14/2014 - 02/19/2015
INVEST FINANCIAL CORPORATION (SAN ANGELO TX)
NE
11/23/2010 - 04/10/2013
TD AMERITRADE, INC. (OMAHA NE)
IA
Issued 08/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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