Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Randall Walker is a financial advisor with over 30 years of experience in the industry. Paul is currently registered with Wells Fargo Clearing Services, LLC. Paul has held previous registrations with BANCWEST INVESTMENT SERVICES, INC., PRIMEVEST FINANCIAL SERVICES, INC., U.S. BANCORP INVESTMENTS, INC., U.S. BANCORP PIPER JAFFRAY INC., KIRKPATRICK, PETTIS, SMITH, POLIAN INC., LEWIS, DE ROZARIO & CO. INCORPORATED, and RAUSCHER PIERCE REFSNES, INC. Paul specializes in providing financial planning, investment consulting, and portfolio management services. Paul is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/25/2013 - Present
Wells Fargo Clearing Services, LLC (GREENWOOD VILLAGE CO)
CO
05/17/2006 - 08/28/2012
BANCWEST INVESTMENT SERVICES, INC. (FRISCO CO)
CO
10/26/2005 - 05/17/2006
PRIMEVEST FINANCIAL SERVICES, INC. (BOULDER CO)
MN
10/05/2001 - 11/15/2004
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
07/21/1999 - 11/15/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MN
04/12/1995 - 07/19/1999
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NE
01/08/1994 - 03/03/1995
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NA
03/15/1993 - 12/07/1993
LEWIS, DE ROZARIO & CO. INCORPORATED
TX
04/25/1986 - 10/05/1992
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 08/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Walker is the right advisor for you? Invested Better is here to help.
